Fintech

Fintech is a rapidly growing sector and is a focus of considerable investment activity in the Canadian capital and financial markets.  It has reached into all aspects of our life.  It is also a highly regulated area. If you are looking to enter into the Fintech space or are already established we can assist you with your corporate structuring and regulatory compliance needs including with provincial securities commissions, IIROC and provincial and federal financial services regulators.

Barbara Hendrickson has extensive experience providing corporate finance, securities and financial services advice to the Fintech industry. Her clients have operated in the following areas: online marketplace lending including peer to peer lending and real estate based lending, equity crowdfunding, trading signal providers, robo advisors, online mortgage syndication, financial services software providers, artificial intelligence and robotics providers, online commodity traders, foreign exchange, regulatory compliance software, mobile apps and trading and clearing and settlement system.

BAX Securities Law is one of Canada's leading corporate securities law firms. 

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